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LPLA·Nasdaq·US

LPL Financial

LPL Financial serves the financial advisor-mediated marketplace as the nation's largest independent broker-dealer, a leading investment advisory firm, and a top custodian, supporting more than 32,000 financial advisors and approximately 1,200 financial institutions with roughly $2.4 trillion in brokerage and advisory assets. The company provides advisor affiliation models, investment solutions, fintech tools, and practice management services.

Source: SEC 10-K Feb 23, 2026

Recent Activity

Updated Oct 10, 2026
–LPL Financial LLC announced that financial advisors Harrison Kennard, Charles Dobben and Justin Pandya from Lakewood Wealth Management have joined the firm.

Past updates are part of the Pro plan.

Thematic Position

LPLA

Relationship Groups

Suppliers1
Customers4
Partners1

Relationship details are part of the Pro plan.

Management Perspective on Regulatory & Geopolitical Developments

regulatory rulefiduciary rule
DOL Retirement Security Rule stayed pending litigation, affecting fiduciary compensation exemptions
SEC 10-KFeb 23, 2026

The full regulatory passage is part of the Pro plan.

9 more · Regulatory and geopolitical insights are part of the Pro plan.